Rick Froio
About Rick Froio
Rick Froio serves as the Chief Compliance Officer at Eaton Vance and has held the position of Managing Director at Morgan Stanley since 2023. With extensive experience in compliance and legal roles across various financial institutions, he has worked in the Greater Boston Area and other locations for over three decades.
Current Role at Eaton Vance
Rick Froio serves as the Chief Compliance Officer at Eaton Vance, a position he has held since 2017. He operates from the Greater Boston Area and is responsible for overseeing compliance functions within the organization. His role involves ensuring that the company adheres to regulatory requirements and internal policies, thereby maintaining the integrity of its operations.
Current Role at Morgan Stanley
Rick Froio has been a Managing Director at Morgan Stanley since 2017. He continues to hold this position as of 2023, with a focus on compliance-related matters within the firm. Based in Boston, Massachusetts, he contributes to the firm's compliance strategy and risk management efforts.
Previous Experience at BlackRock
Prior to his current roles, Rick Froio worked at BlackRock, Inc. as Managing Director in Legal & Compliance from 2006 to 2012. During his six years at BlackRock, he played a key role in managing legal and compliance issues, contributing to the firm's adherence to regulatory standards.
Career History in Compliance
Rick Froio's career in compliance began at Loomis, Sayles & Company, where he served as Compliance Officer from 1997 to 1999. He then transitioned to BISYS Fund Services as Chief Compliance Officer from 1999 to 2006. His experience also includes roles at Fidelity Investments as Legal Product Manager and PIMCO as Deputy Chief Compliance Officer, further establishing his expertise in compliance across various financial institutions.
Educational Background
The educational background of Rick Froio is not detailed in the provided information. However, his extensive career in compliance and legal roles suggests a strong foundation in relevant fields, likely supported by formal education.