Brent Rowse

Trade Compliance Officer @ Victory Capital

About Brent Rowse

Brent Rowse is a Trade Compliance Officer at Victory Capital, with a diverse background in compliance, public relations, and financial planning. He holds multiple certifications and licenses, and has extensive experience in various roles across several organizations since 2005.

Current Role at Victory Capital

Brent Rowse serves as a Trade Compliance Officer at Victory Capital, a position he has held since 2019. His role involves ensuring that the company adheres to trade regulations and compliance standards. He operates from the San Antonio, Texas office, contributing to the firm's commitment to regulatory integrity.

Professional Experience

Brent Rowse has a diverse professional background. He worked at USAA for nine years, where he held roles as a Compliance Advisor and Senior Specialized Investment Services Representative. His earlier experience includes positions at FedEx Office, where he served as Assistant Manager, Production Coordinator, and Production Manager. He also interned in Public Relations at Cluster Resources and held a writing position at the United States Department of Defense.

Education and Certifications

Brent Rowse earned a Bachelor of Arts in Business Management, Public Relations, and Communications from Brigham Young University, completing his studies in 2007. He later graduated with a Master of Science in Accounting and Finance from Southern New Hampshire University in 2018. He holds several financial certifications, including CERTIFIED FINANCIAL PLANNER™, CRPC®, and AAMS®, and possesses Series 7, 24, 53, and 66 securities licenses.

Leadership and Involvement

Brent Rowse was actively involved in Toastmasters International, serving as President of the Rocky Mountain Eagles Club 2396 from 2012 to 2013. This role allowed him to develop his leadership and public speaking skills, contributing to his expertise in business writing and editing.

Current Studies

Brent Rowse is currently studying for the Certified Internal Auditor designation and has successfully completed one of the three required exams. This pursuit reflects his commitment to continuous professional development and expertise in compliance and auditing.

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