Jim Raper
About Jim Raper
Jim Raper serves as the Chief Compliance Officer, bringing over 30 years of industry experience and holding multiple financial licenses, including Series 7, 24, 27, 63, 79, and 99.
Jim Raper Chief Compliance Officer
Jim Raper serves as the Chief Compliance Officer, leveraging his extensive regulatory expertise to guide WealthForge and its clients through the complexities of raising capital. His role involves ensuring that all operations comply with industry regulations, contributing to the smooth and lawful running of financial activities. His guidance is crucial in navigating the stringent regulatory environment, ensuring compliance and minimizing risks for the company and its clients.
Jim Raper 30 Years of Industry Experience
Jim Raper has amassed 30 years of experience in the financial industry. Over the decades, he has developed a deep understanding of the operational and financial attributes that contribute to the success of companies. His extensive experience brings a wealth of knowledge to his role, enabling him to provide expert insights and leadership in compliance and regulatory matters.
Jim Raper Series Licenses
Jim Raper holds an impressive array of licenses including Series 7, 24, 27, 63, 79, and 99. These certifications underscore his comprehensive knowledge and qualification in the financial sector, allowing him to perform duties related to compliance, supervision of general securities representatives, financial reporting, and more. His licensing highlights his commitment to maintaining high professional standards and expertise in various areas of the financial industry.
Jim Raper Regulatory Environment Expertise
With decades of experience and a range of certifications, Jim Raper applies his expert knowledge of the regulatory environment to his responsibilities at WealthForge. His expertise is essential for helping the firm and its clients navigate the complex processes involved in raising capital. He ensures compliance with all relevant regulations, thereby mitigating risks and promoting successful financial operations.