Lindsey Wolfram
About Lindsey Wolfram
Lindsey Wolfram is the Director of Compliance at Wealthsimple and the Chief Compliance Officer at Wealthsimple Advisor Services, with extensive experience in compliance roles across various financial institutions.
Current Positions
Lindsey Wolfram is currently serving as the Director of Compliance at Wealthsimple and the Chief Compliance Officer for Wealthsimple Advisor Services. Wolfram has been with Wealthsimple since 2018, applying extensive expertise in compliance and regulation within the financial services industry.
Previous Experience at Wealthsimple
Prior to joining Wealthsimple, Lindsey Wolfram worked at Aviso Wealth as the Director of Compliance in 2018 for a brief period of 3 months. Wolfram also held various senior compliance roles at Credential, including Senior Manager, IIROC Compliance from 2016 to 2018 and Provincial Branch Manager from 2015 to 2016. Both positions were based in Burlington, Ontario, Canada.
Roles at BMO Financial Group
Lindsey Wolfram was employed at BMO Financial Group in several key compliance roles. From 2012 to 2015, Wolfram served as the Chief Compliance Officer for BMO NBSI and Securities Compliance and Director at BMO NB. Earlier, Wolfram was the Manager, Compliance BMO IL from 2006 to 2010. These roles underline extensive experience in overseeing compliance frameworks and regulatory adherence.
Career at MGI Securities and Assante Wealth Management
At MGI Securities, Lindsey Wolfram served as the Vice President of Compliance from 2005 to 2006, focusing on regulatory compliance and operational risk management. Wolfram then transitioned to Assante Wealth Management as a Senior Compliance Officer, Complaints, from 2004 to 2005, where responsibilities included managing and resolving compliance complaints.
Educational Background
Lindsey Wolfram studied at the University of Windsor, although the specific timeline and degree information is not detailed.