Alicia Sorensen, Cams
About Alicia Sorensen, Cams
Alicia Sorensen serves as the VP and Head of Central Supervision Wealth Management at Wedbush Securities, bringing extensive experience in financial services and wealth management. She holds a Bachelor of Science in Business Administration from the University of Colorado and has a strong background in compliance, auditing, and training related to securities products.
Current Role at Wedbush Securities
Alicia Sorensen serves as the Vice President and Head of Central Supervision Wealth Management at Wedbush Securities. She has held this position since 2020, contributing to the firm's oversight and management of wealth services. Her role involves ensuring compliance with industry regulations and enhancing the supervisory framework within the organization. Alicia's leadership in this capacity is crucial for maintaining the integrity of wealth management practices at Wedbush.
Previous Experience at Wedbush Securities
Prior to her current role, Alicia Sorensen worked at Wedbush Securities as the Vice President of Central Supervision Asset Management from 2019 to 2020. In this position, she focused on asset management oversight, contributing to the firm's compliance and supervisory efforts. Her tenure at Wedbush reflects her commitment to enhancing operational standards within the financial services sector.
Experience at Smith Barney
Alicia Sorensen began her career in financial services at Smith Barney, where she served as Branch Administrator and Branch Manager Assistant from 2001 to 2003. During her time in the Greater Los Angeles Area, she gained valuable experience in branch operations and management, which laid the foundation for her future roles in wealth management and supervision.
Education and Expertise
Alicia Sorensen earned a Bachelor of Science in Business Administration with a focus on Finance from the University of Colorado, completing her studies from 1994 to 1999. Her educational background supports her expertise in financial services, particularly in training related to securities products and supervision. Additionally, she possesses a strong foundation in compliance and auditing, which is essential for her roles in wealth management.
Background in Financial Services
Alicia Sorensen has a demonstrated history of working in the financial services industry, particularly in wealth management. Her career spans over two decades, during which she has developed a strong background in compliance, auditing, and supervisory practices. This extensive experience positions her as a knowledgeable leader in the field, particularly in the areas of wealth management and asset supervision.