Curtis Hobdy
About Curtis Hobdy
Curtis Hobdy serves as the Vice President Head of Regulatory Operations at Wedbush Securities, bringing extensive experience in compliance and regulatory roles across several financial institutions. He holds multiple industry certifications and a Six Sigma Greenbelt, demonstrating his commitment to process improvement and quality management.
Work at Wedbush Securities
Curtis Hobdy serves as the Vice President and Head of Regulatory Operations at Wedbush Securities. He has held this position since 2021, contributing to the firm's compliance and regulatory frameworks within the financial services sector. His role involves overseeing operations related to regulatory compliance, ensuring adherence to industry standards and regulations in the New York City Metropolitan Area.
Experience at Morgan Stanley
Prior to his current role, Curtis Hobdy worked at Morgan Stanley as Vice President of Wealth Management Compliance from 2012 to 2020. During his eight-year tenure, he focused on compliance strategies and regulatory adherence, enhancing the firm's operational integrity in wealth management.
Background in Financial Services
Curtis Hobdy has a robust background in the financial services industry, having held various positions at notable firms. He worked at Banc of America Securities as VP Manager of Program Trading and at Bank of America Merrill Lynch in multiple roles, including VP Manager of Derivative Trading Support and VP Manager of Market Surveillance/Compliance. His extensive experience spans over two decades in compliance and trading operations.
Educational Qualifications
Curtis Hobdy earned a Bachelor of Science in Business Management from Norfolk State University, studying from 1986 to 1989. He also holds an Associate of Science in Hotel & Restaurant Management from the University of Phoenix, where he studied from 1984 to 1986. His educational background supports his extensive career in financial services.
Certifications and Skills
Curtis Hobdy possesses multiple financial industry certifications, including Series 7, 63, 55, and 3, which demonstrate his comprehensive knowledge of securities and trading regulations. He also holds a Six Sigma Greenbelt certification, reflecting his expertise in process improvement and quality management, which is essential in regulatory operations.