Jordan Tiu, Cfa
About Jordan Tiu, Cfa
Jordan Tiu, CFA, serves as the Supervisor of Institutional Risk and Credit at Wedbush Securities, where he has worked since 2016. He has a background in finance, having held various roles in risk analysis and credit management, and holds a Bachelor of Science in Finance and Business Honors from California State University, Northridge.
Work at Wedbush Securities
Jordan Tiu has been employed at Wedbush Securities since 2016, currently holding the position of Supervisor, Institutional Risk and Credit. In this role, he evaluates the liquidity impact of new prospective correspondents and clients. His responsibilities include monitoring duration, convexity, default risk, interest rate risk, and bond ratings of fixed income traders. Tiu also prepares and reviews Value at Risk (VaR) risk reports for clients, prospects, and firm accounts on an ad hoc basis. Additionally, he monitors and reviews daily aging reports to ensure compliance with trading limits set by Written Supervisory Procedures (WSPs).
Previous Positions
Prior to his current role, Jordan Tiu held several positions at Wedbush Securities. He served as a Credit Analyst from 2013 to 2014 and as a Senior Credit Analyst from 2014 to 2015. He also worked as an Associate in the Clearing and Technology Group from 2015 to 2016. Before joining Wedbush Securities, Tiu worked as a Student Consultant at the CSUN Wells Fargo Center for Small Business & Entrepreneurship for four months in 2012 and as a Student Portfolio Manager at California State University, Northridge from 2011 to 2012.
Education and Expertise
Jordan Tiu earned a Bachelor of Science (B.S.) degree in Finance and Business Honors from California State University, Northridge, completing his studies from 2010 to 2012. His academic background provides a solid foundation for his expertise in risk management and credit analysis, which he applies in his current role at Wedbush Securities.
Risk Management Responsibilities
In his role as Supervisor, Institutional Risk and Credit, Jordan Tiu is responsible for evaluating the liquidity impact of new clients and correspondents. He monitors various risk factors, including duration, convexity, default risk, interest rate risk, and bond ratings. Tiu also prepares Value at Risk (VaR) reports and ensures compliance with trading limits through daily aging report reviews.