Karen Carroll
About Karen Carroll
Karen Carroll is an Operations Manager at Wedbush Securities, with over a decade of experience in operations management. She previously held various leadership positions at Morgan Stanley, where she specialized in administrative and risk management.
Work at Wedbush Securities
Karen Carroll has served as Operations Manager at Wedbush Securities since 2011. In this role, she has accumulated over a decade of experience, focusing on enhancing the company's operational efficiency. Her responsibilities include overseeing various operational processes and ensuring compliance with industry regulations. Carroll's extensive background in financial services supports her effectiveness in this position.
Previous Experience at Morgan Stanley
Before joining Wedbush Securities, Karen Carroll worked at Morgan Stanley for a total of ten years. From 2006 to 2010, she held the position of Vice President Complex Administrative Manager and Complex Risk Officer in Santa Barbara, California. Prior to that, from 2000 to 2006, she served as Vice President Operations Manager. In both roles, she gained valuable experience in operations and risk management.
Education and Expertise
Karen Carroll studied at Scripps College, where she earned a Bachelor of Arts degree in Liberal Arts and Psychology from 1982 to 1986. Her academic background complements her professional experience in financial services. Carroll holds multiple FINRA licenses, including Series 7, 9, 10, 24, 31, 63, 65, and 99, which demonstrate her broad expertise in the industry.
Background
Karen Carroll has a diverse background in operations management and risk management within the financial services sector. Her career spans over two decades, with significant roles at both Morgan Stanley and Wedbush Securities. This extensive experience has equipped her with a deep understanding of operational processes and risk assessment.