Lareina Hui, Cams
About Lareina Hui, Cams
Lareina Hui serves as the Associate Vice President of AML Compliance at Wedbush Securities, where she leads the implementation and training of the AML transaction monitoring system. She has extensive experience in AML compliance across various organizations and holds degrees from Simon Fraser University and UBC Sauder School of Business.
Work at Wedbush Securities
Lareina Hui serves as the Associate Vice President of AML Compliance at Wedbush Securities. In this role, she takes a lead position in implementing and training staff on the AML transaction monitoring system. She engages in periodic risk assessment rollouts that address various AML risks associated with customers, products, services, and geographies. Additionally, she liaises with law enforcement for information exchange and manages FinCEN filings, including 314(a) requests. Hui also provides guidance on compliance related to Low-Priced Securities and develops firm-wide training materials tailored to each business unit.
Previous Work Experience
Before her current role, Lareina Hui accumulated extensive experience in AML compliance and banking. She worked at TD as a Commercial Banking Associate from 2006 to 2010. Following this, she held the position of Senior AML Compliance Analyst at Hyperwallet for 11 months in 2014-2015. Hui also served as an AML Compliance Analyst at HSBC for five months in 2014. Additionally, she was a Compliance Analyst at BC Housing from 2013 to 2014. In 2016, she contributed as an Executive Board Member at ACAMS for four months.
Education and Expertise
Lareina Hui studied at the Beedie School of Business at Simon Fraser University, where she earned a Bachelor of Business Administration (BBA) with a focus on Management Information Systems (MIS). She also attended the UBC Sauder School of Business, where she studied Accounting. Her educational background provides a strong foundation for her expertise in AML compliance and risk management.
Language Proficiency
Lareina Hui is fluent in both English and Cantonese. This language proficiency enhances her ability to communicate effectively in diverse business environments, facilitating better collaboration and understanding among colleagues and clients from various backgrounds.