Terry Scott
About Terry Scott
Terry Scott serves as the Senior Vice President of Business Supervision at Wedbush Securities, bringing extensive experience from previous roles at Uhlmann Price Securities and ABN AMRO. Licensed by both NFA and FINRA, Scott holds a wide range of licenses and has a strong background in managed futures and brokerage operations.
Work at Wedbush Securities
Terry Scott has been employed at Wedbush Securities since 2016, serving as Senior Vice President of Business Supervision. In this role, Scott oversees various aspects of business operations, ensuring compliance and effective management practices within the firm. The position leverages Scott's extensive background in the financial services industry, particularly in supervision and regulatory compliance.
Previous Experience at Uhlmann Price Securities, LLC
Before joining Wedbush Securities, Terry Scott worked at Uhlmann Price Securities, LLC from 2008 to 2016 as Senior Vice President and Chief Compliance Officer. During this eight-year tenure, Scott was responsible for compliance oversight and contributed to the firm's operational success. This role built upon Scott's extensive experience in the financial sector.
Career Background in Financial Services
Terry Scott began their career on the floor of the Chicago Board of Trade, gaining foundational experience in trading and market operations. Scott transitioned into sales and execution roles at major banks in New York and Chicago, further developing expertise in financial markets. This diverse background has contributed to a comprehensive understanding of the industry.
Education and Expertise
Terry Scott studied at the University of Arizona, where they earned a Bachelor of Arts degree in Broadcasting and Business from 1978 to 1980. Prior to that, Scott attended Augustana College, focusing on Speech from 1976 to 1978. This educational background complements Scott's extensive professional experience in financial services, particularly in managed futures and client relations.
Licenses and Certifications
Terry Scott holds a wide range of licenses from the National Futures Association (NFA) and the Financial Industry Regulatory Authority (FINRA). These include Series 3, 4, 7, 9, 10, 23, 30, 34, 63, and 65. This comprehensive licensing demonstrates Scott's qualifications and commitment to maintaining high standards in the financial industry.