Graham Robson
About Graham Robson
Graham Robson serves as the Executive Vice President, Chief Compliance Officer, and General Counsel at Wellington-Altus Private Wealth. He has an extensive legal and compliance background, holding degrees in law and business, and has held various positions in corporate counsel and compliance roles across multiple organizations.
Work at Wellington-Altus Financial
Graham Robson currently serves as the Executive Vice President, Chief Compliance Officer, and General Counsel at Wellington-Altus Private Wealth. He has held this position since 2017, contributing to the firm's compliance and legal strategies. His role involves guiding investment advisors and staff through regulatory and legal requirements, which enhances client service and ensures adherence to industry standards.
Education and Expertise
Graham Robson has an extensive educational background. He earned a Bachelor of Arts (BA) from the University of Manitoba, followed by a Master of Business Administration (MBA) from the same institution. He pursued law studies at the University of Windsor, obtaining a Bachelor of Laws (LLB), and later attended the University of Detroit Mercy, where he received his Juris Doctor (JD). Additionally, he completed numerous industry courses through the Canadian Securities Institute, further solidifying his expertise in compliance and legal matters.
Background
Graham Robson's professional journey includes significant roles in various organizations. Before joining Wellington-Altus, he worked at Cardinal Capital Management, Inc. as Vice-President, General Counsel, and Chief Compliance Officer from 2011 to 2017. Prior to that, he served as Corporate/Commercial Lawyer at Aikins MacAulay & Thorvaldson from 1997 to 2002. His experience also includes positions at Bison Transport Inc. and The Great-West Life Assurance Company, where he gained valuable insights into corporate legal practices.
Achievements
Throughout his career, Graham Robson has demonstrated a commitment to compliance and legal excellence. His leadership in guiding investment advisors and staff through complex regulatory frameworks has contributed to improved client service at Wellington-Altus. His previous roles in corporate counsel and compliance have equipped him with a robust understanding of the legal landscape within the financial services industry.