Amy Brech
About Amy Brech
Amy Brech serves as the Regulatory Compliance Lead at Western & Southern Financial Group, where she has worked since 2021. With a background in compliance roles spanning over a decade, she specializes in monitoring regulatory adherence and developing training programs.
Work at Western & Southern Financial Group
Amy Brech has held multiple positions at Western & Southern Financial Group, contributing to the company's regulatory compliance efforts. She began her tenure in 2007 as a Sr Licensing Specialist, serving for seven years. From 2014 to 2016, she worked as a Compliance Specialist. Following this, she took on the role of Advertising Compliance Analyst from 2016 to 2021. In 2021, she advanced to the position of Regulatory Compliance Lead, where she continues to implement processes to monitor compliance with established policies and procedures.
Education and Expertise
Amy Brech earned her Bachelor's degree in Organizational Leadership from the University of Cincinnati, studying from 2002 to 2006. Her educational background provides a foundation for her expertise in regulatory compliance, particularly in developing compliance training programs that address new and amended state and federal regulations. This academic experience supports her role in overseeing compliance monitoring activities.
Background
Amy Brech's professional background is centered around regulatory compliance within the financial services sector. She has accumulated extensive experience at Western & Southern Financial Group, where she has held various compliance-related roles since 2007. Her career progression reflects a commitment to ensuring adherence to regulatory requirements and enhancing compliance processes.
Achievements
In her current role as Regulatory Compliance Lead, Amy Brech performs and supervises ongoing risk-based compliance monitoring activities. She has developed tailored compliance training programs that align with regulatory changes, demonstrating her ability to adapt to evolving compliance landscapes. Her contributions have been integral to maintaining the organization's compliance with established policies and procedures.