FINRA
Michael Ralls Smith
Senior Regulatory Examiner
Hiren Bhakta, MBA, Cfe
Principal Compliance Examiner
David Llanos
Senior Principal Research Analyst
Mike Charles
Data Entry Specialist
Justin Cressell
Senior Regulatory Analyst
Jeanette Wingler
Associate General Counsel
Christina Mathews
Associate Principal Investigator
Cindy Foster
Vice President, Membership Application And Statutory Disqualification Programs
Erik Gingrich
Data Specialist
Richard Waldrop
Litigation Manager
Kimberly Koziara
Principal Counsel, Enforcement
Randy Rivera
Director, Business Services