U.S. Securities and Exchange Commission
Theis Finlev
Counsel To The Director, Division Of Enforcement
Amy Oliver
Trial Attorney
Timothy M. (Mick) Riley
Branch Chief
George Carotenuto
General Attorney, Division Of Enforcement
Sarah Cook
Associate Chief Accountant, Office Of The Chief Accountant
John Polise
Associate Director, Broker Dealer And Exchanges
Matthew Rohrer
Accountant
Jack Tao
It Specialist
Matthew Cook
Senior Counsel, Office Of Chief Counsel, Division Of Investment Management
Akter Level
Senior It Specialist
Eric Heining
Enforcement Attorney
Brady Cassis
Counsel, Division Of Enforcement (Complex Financial Instruments Unit)