FINRA
Richard Nichols
Principal Examiner
Catherine Abrams
Senior Case Administrator
Steve Downs
Lead Developer
Gina Petrocelli
Chief Counsel
Elizabeth Schruefer
Principal Analyst
Caroline Waugaman
Principal Analyst, Advertising Regulation
Mohit Dayal
Managing Director And Financial Economist
David Zuk
Associate Director Of Technology
Tom Kuczajda
Senior Counsel, Enforcement
Alexandra Dufour
Principal Examiner
Carolina Alexander
Director Trading Analysis
James Moody
Data Scientist