FINRA
James Parks
Director, Product Strategy & Transformation
Alyssa M Ligammari
Business Analyst
Taylor Pokluda
Associate Principal Analyst, Risk Monitoring
Marcia Tu
VP Core Programs, Member Supervision
Cary Ho
Director Of Technology
Sai Kumar
Senior Data Engineer
Shannon Caruso, MBA
Examination Manager
Jennifer Giannotti
Examination Director
Sarah Mc Closky
Case Specialist
Rachel (Dubin) Browder
Principal Counsel
Anthony J. De Benedictis
Senior Investigator
Ajay Dham
Regulatory Analyst Fraud Surveillance