FINRA
Rita Raagas De Ramos
Associate Director, Public Relations
Lance Bell
Securities Compliance Examiner
Mark Koerner
A VP & Chief Counsel, Finra Enforcement
Jodi Young
Lead Analyst
Dan Grundy
Rsa & Operations Manager
Babul Kamireddy
Director
Jessica Adams
Associate Director
Nicholas Giordano
Associate Principal Examiner
Paul Rice
Senior Administrative Assistant
Wyatt Hamilton
Associate Principal Risk Specialist – Cybersecurity & It Controls, Member Supervision
Peter J.
Senior Analyst, Risk Monitoring
Sai Mohith Kashyap Palivela
Senior Software Engineer